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Managing Absence - part 1

By Antonia McAlindin CCIPD BA LLM Barrister on the June 11th, 2007

This is the first in a series of articles by Antonia McAlindin, CCIPD, BA, LLM Barrister:

It is naïve to believe that absences will not occur – individuals will be absent for a number of reasons from time to time. The contract provides for that fact usually by providing for a period of pay. In addition, the law expects individuals to be paid when absent for a wide number of reasons including sickness, public duties, holidays, maternity leave etc. The organisation must therefore deal with genuine absence issues in a reasonable and sympathetic way.


The opportunity to control absence lies with the immediate manager/supervisor. There can be no optimum level of acceptable absence. The target level of sickness absence is zero. Clearly this will rarely happen but although many organisations have a certain “tolerance� level eg 10 days per annum, in some organisations this has become seen as an entitlement.

Absence Control

Many managers are reluctant to tackle absence problems partly because of the medical connotations. However all of the recent surveys on absence conclude that the key is good monitoring and control. Some of the medical connotations can be avoided if we talk about managing poor attendance.

Many trade union agreements and employee handbooks outline notification and payment procedures. These should therefore be known to all employees. Failure to follow notification procedures renders absence unauthorised and therefore unpaid.

The rudiments of a fair procedure are outlined below:

Regardless of the detail of an absence procedure, absence will usually fall into one of three categories, namely:

  1. Long Term - either one long period or the likelihood of several prolonged periods;
  2. Short intermittent absences where an underlying cause is identified;
  3. Short intermittent absences where there appears to be no connection between reasons for absence

The category will determine how the absence is ultimately handled. For example, warnings are inappropriate for long term illnesses. You cannot “warn” someone to get well. Equally in these cases some sort of termination package may be awarded whereas this would be inappropriate in a warning case.

Tribunals regard long term absence as dismissal on the grounds of capability and expect the relevant procedures to be followed. There is less emphasis on discipline and more on information and counselling. The medical dimension is particularly important here particularly since the introduction of the Disability Discrimination Act 1995 as many long term absences result in the individual being disabled under this act. Although this should not affect how such cases are managed, the obligation to make a “reasonable adjustment� is probably more rigid than the normal test for unfair dismissal.

Failure to follow procedures or abuse of the sick pay scheme can be classed as misconduct with all the normal rules of a fair procedure.

However dismissal for short frequent absences are generally regarded as dismissal on the grounds of “some other substantial reason� and not misconduct as some may think. Misconduct implies some deliberation and where absence is certified as genuine absence then the employer has to assume that it is genuine and not deliberate absence. Where the employer is prepared to pay for sickness absence it can often appear unreasonable to dismiss for genuine absence. The dismissal is therefore for a business reason which helps clarify why the test depends so much on what is reasonable for the particular employer.

It is impossible to lay down exact amounts of absence which could trigger dismissal. Each case must be decided on its own facts. What is important is that the procedure is consistent not the outcome. What may be unacceptable to one department may be tolerated in another.

Next: Short Frequent Absences.

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Tags: absence, managing absence

2 responses so far (Leave your comment)

  • causon // Jul 5, 2007 at 14:19 pm

    Research conducted by the Chartered Management Institute late last year revealed that 1 in 4 managers believe absence rates are increasing. This begs the question ‘why?’ and finding answers needs to be a priority to solve the problem.

    It’s not as simple as asking people why they are not turning up for work. If there is a problem they are unlikely to open up straight away. Organisations need to begin by analysing patterns of absence. See if it is possible to determine whether individuals are away from work for long periods and if absence is prevalent on specific days of the week. Also look at who is absent – are the increasing levels down to one or two individuals or endemic to the whole organisation or one specific team? Are these patterns consistent or have they been noticeable since a specific team leader took up their role?

    Analysis of this nature is not about penalising people who are genuinely ill. It is about good management - understanding what might be causing concern and alleviating any problem. With any absence the goal should always be to get people back to work as soon as possible. However, you do not want to encourage people to work when not fully fit. Resentment could become a by-product, as could even higher absence levels.

    Of course, action is only part of the answer. Does your organisation stipulate what levels of absence are acceptable and what is not? Employees and line managers, alike, need to be aware of acceptable reasons for absenteeism and what to do if they need time away from work. This means creating a policy which clearly outlines what the organisation deems acceptable and the procedures in place for monitoring and handling absence. With this in mind, consider setting trigger points, letting employees know that if they are absent more than a certain number of times in a given period, action will be taken. But be clear what this ‘action’ is. It may be an interview, or even counselling to discover the nature of a problem. Without such measures in place staff may feel able to take leave without anyone noticing.

    And evaluate any your actions. A policy for its own sake is never worthwhile, so regularly check whether absence rates are falling. This way you will be able to demonstrate how your actions are working in practice. You will also remove managerial subjectivity by clearly specifying unacceptable levels of absence and procedures to deal with them.

  • Susan Montgomery // Jul 17, 2007 at 20:00 pm

    Causon - an interesting response, and that is just what Business Centred Therapy is all about. See http://www.businesscentredtherapy.co.uk.

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